Satyanarayana Reddy Alluri

Conducted Internal financial control testing of design and test of operating effectiveness over credit disbursal process, Fixed Asset management, Repossession process.  Planning, analyzing, inspecting and documenting evidences of operational audit of branch operations.  Participated in continuous improvement initiatives within audit department, proposing and implementing enhancements to audit processes, templates, and reporting mechanisms.  Ensuring compliance with KYC and Grievances redressal compliance as per RBI guidelines  Audit of employee travel expenses, Vendor management and treasury compliances as per covenants and company policies.  Active lead in developing and testing of Internal audit tool  Preparation of consolidated reports for Audit committee  Supported Risk management team in Preparation of Risk control matrix of branch operations process

Engaged in handling of assignments on Risk based internal auditing, Internal financial controls testing, process audits of various functional departments of Sundaram finance ltd and its subsidiary companies  Ensuring compliance with established policies, procedures, and regulatory requirements.  Plan and execute risk-based internal audits across various business functions to assess effectiveness of controls and identify areas for improvement.  Planning and performing operational audit of various business functions within risk-based framework  Conducted Internal financial control testing of design and test of operating effectiveness over business sourcing, credit evaluation, loan disbursement, credit monitoring and documented control testing.  Verifying HR Controls (New employee, Existing employee, Terminated employee)  Conducted analytics to identify trends, anomalies, and potential areas of risk, enhancing audit coverage and depth on monthly basis.  Performing follow-up of previously identified audit findings and management's action plan  Preparation of consolidated reports to management based on audit findings and respective risk ratings.  Contributed to develop risk and control culture throughout the organization through trainings to functional level staff about KYC AML norms, company's internal standards.

Conducted reviews of process and Test of Design (TOD), Test of Effectiveness (TOE)  Assisted projects related to SOX internal audit by performing walkthrough for process flow, identification of design and operation deficiency, if any  Population completeness check, sampling, identifying deficiencies in control operations, and quantifying financial impact of deficiencies which could lead to misstatements.  Worked on Logical Access (User Provisioning, User Termination, Password Parameters, Privileged Access)  Reviewing User Access Management, Change Management, work papers and reports, documenting and analyzing audit evidences.  Testing IT general controls (ITGC) categorized by security, change management, and operations and producing evidences in Centralized Repository that ensures all necessary evidence is collected and retained per control frequency requirements (Monthly, Quarterly, Reoccurring)  Performed assessment of IT internal controls as part of compliance and operational audits. Follow up timely on remediation items.  Prepared work papers for Change Management across change approval, testing and SOD between approver and developer.  Lead interactions with Control Owners and produced high quality work papers that will help maintain and elevate reliance on work  Contributed towards development and implementation of audit programs tailored to specific business units or risk areas, aligning audit activities with organizational objectives.